The SEC has informed digital asset investment consultants and digital asset fund managers who have been operating such businesses since before 27 November 2020 and would like to continue such business operation that they are required to apply for the respective licenses with the SEC by 24 February 2021. For more information and inquiries, please contact SEC Help Center at Hotline 1207, press 9556, 9935, 9822 or 6076. The criteria for considering whether or not a person operates any of the...
The Securities and Exchange Commission (SEC) joined the Declaration of Intent on Finance for Biodiversity (Fin4Bio) and participated in a seminar on the subject, organized by the Agence Française de
Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme
handling officer according to the said notification within fifteen days from the date on which the claimant files the complaint; 2. the claimant’s complaint is not resolved within forty five days from the
complaint handling officer according to the said notification within fifteen days from the date on which the claimant files the complaint; 2. the claimant’s complaint is not resolved within forty five days
Derivatives Intermediary before this Notification comes into force, the intermediary shall appoint the independent director as prescribed in the first paragraph of Clause 2 within 1 January 2016. Clause 4 In
Notification of the Capital Market Supervisory Board Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an
management scheme in compliance with the steps and procedures within the specified period and has attached all supporting documents as specified in the notification of the Office. In the consideration and
apply for approval for the mutual fund management scheme in compliance with the steps and procedures within the specified period and has attached all supporting documents as specified in the notification