investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's

___________________ Clause 3 To encourage derivatives clearing houses, which are financial market infrastructures, to deploy effective and secure risk management systems, provide services in a transparent and fair

Thai capital market. Part 2 Principles for Operation of Securities Clearing Houses and Central Securities Depositories 2 Clause 3 To encourage securities clearing houses and central securities

years, the SET has placed high priority on promoting investor education and investment in mutual funds through a number of projects and activities, especially the well-known ?Let Your Money Work through

Bangkok, November  20, 2013 ? SEC, ThaiBMA and TIA introduce ?Bond Supermart? to encourage retail investors access to corporate bonds in the secondary market with adequate information for investment

majority of listed companies have been able to meet the conditions for the fee reduction. This indicates that the objectives of the criteria —established to encourage listed companies to prepare financial

The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well

The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to encourage the businesses that have never raised fund through bond issuance.  Also

revision becomes effective, we agree to abide by the revised Standard Procedures or the Manuals as well. 1 . 2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s

the Manuals as well. 1.2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s electronic system in accordance with the Standard Procedures through the SEC Account