non-public information, operational rules for the prevention of the disclosure of confidential information should be prescribed. 4. Criteria for selection of personnel for each unit shall encompass the

.  _______________________Remark: * Key means a cryptographic key or any other data that must be kept confidential in order to be used for approval of transfers or transactions related to digital assets in digital wallets. 

Foreign Currency 17/01/2017 16/02/2017     2. Notification of the Office of the Securities and Exchange Commission  SorOr. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of

public by such securities companies and derivatives broker. In this regard, the SEC Thailand assumes no responsibility for verification, examination or certification of completeness, accuracy and update of

NAV of PVD : Requiring the custodians responsible for safeguarding the assets of PVD to additionally establish an adequate system for NAV verification and verify the NAV of the PVD. Additionally, the

of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains

familiar with tools for verification before making investment decisions to build investment confidence. The SEC has participated in this activity for the 9th consecutive year since 2017.

the customer’s counterparty information for anti‑money‑laundering (AML) verification and related risk‑management purposes, and to retain information accompanying all digital‑asset transfer

application for change of information in Company Account to the SEC Office for updating the information at all times. 3 . We acknowledge and agree that we have the duty to oversee and keep confidential the