an account with, they should seek verification from the firm before making any transactions.? Before making decision to use any wealth management services, investors can check the list of licensees and

Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme

-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains

scams, financial health check-ups, financial planning and debt management, capital market investment products, foreign investment products, investment and tax planning, and retirement planning. The

Check list การเสนอขายหุ้นกู้แปลงสภาพต่อผู้ถือหุ้นของบริษัทตามสัดส่วนการถือหุ้น (Right Offering)

relating to the financial aspect of business operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for

visit the SEC website: www.sec.or.th/scamalert. For verification of licensed or approved service providers and entities under the SEC supervision, please visit www.sec.or.th/seccheckfirst or install the

transactions or investment consultants’ employee right to receive shares, investors should check with the compliance unit of the securities company directly to ensure clear details and verification

signed. She then bought a cashier check using the money in the said saving account to buy investment units for Surasak. Thanjira, in addition, took the client?s voucher sent from Tisco Asset Management Co

operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for example, trader codes. Work Areas Personal Data