ordered Zipmex to suspend its business operations and return assets to its client or proceed according to their requests within 15 days. If any clients do not notify their requests or claim their assets
to the timeframe when the SEC considers the inquired matters. Therefore, the SEC requests that the general public acknowledge this matter and beware of the limitations of such response letters. For
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH
without my initial or signature shall not be regarded as the information to which I have certified.” Page 1 of 4 Form 69 – CIS material update Checklist for Registration Statement for an offer for sale of
also update the list on its website within fourteen days from the date of change. Chapter 2 Person Listed in the Register of Person Qualified to be Property Fund Manager ______________________ Clause 5
, the management company shall also update the list on its website within fourteen days from the date of change. Chapter 2 Person Listed in the Register of Person Qualified to be Property Fund Manager
Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS material update [ ] 1. The Update Statements [ ] Any documents relevant to
for design and construction to related person. (update) 16/01/2020 20:14 Notification of the Resolution of the BOD Meeting regarding of the schedule of EGM1/2020, Capital increase, an Increasing of