listing, foreign ETFs must have non-complicated features and investment policies tracking commonly accepted securities indices or price indices such as those whose underlyings are a basket of securities
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
to a wider target. The application features simple tips on financial planning, easy to access information on financial products and more information useful for making investment decision which includes
regulators. The revision also requires that rating of products with complicated features, including plain and tranche securitization, be attached with a special symbol. ?The global financial environment is
Bangkok, October 15, 2013 ? The SEC today launched new corporate website with more user-friendly design. Newly introduced and improved functions and features have been built-in to offer even more
instruments* contain no complex features. For example, the issuer is allowed to postpone or cancel interest payments or other compensations or to establish write-off criteria, etc. NC bonds are not considered
features. Disclosure rules: 1) To revise the disclosure of the fundraising purposes and the reporting of the proceeds usage by including more comprehensive types of fund utilization purposes
warnings to clients of DA operators* with the following salient features. (1) DA operators shall disclose the risks in relation to the appraisal of their financial status, storage of clients
vanilla instruments, and ensure continuous disclosure of information on net capital; (2) Plain vanilla instruments* must not consist of any complex features. For example, the issuer is allowed to postpone
instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds