Intermediaries and professional Number of Companies 150 As of : 08 Mar 2025 Last Updated : 09 Mar 2025 Intermediaries and professional summary Number of Companies Classified by Type of Companies Download data
would be required to ensure that investors who are not legal entities classified as institutional investors, ultra-high-net-worth investors or high-net-worth investors take a knowledge test before
Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch
aforementioned assets. Moreover, the backgrounds surrounding NUSA’s petition for the Court’s revocation of the share swap contract with WEH shareholders remained unclear, with anticipated potential impacts on NUSA
are various unclear matters such as management structure, the board of directors’ structure, person holding Chairman of the Board of Directors position, and impact of the dispute on the lawsuit to
from unclear sources of capital to facilitate financial transactions, business operators are allowed to offer digital tokens for returns in cryptocurrencies or accept cryptocurrencies from customers only
unless the application is denied. In any case, to prevent the use of cryptocurrencies derived from unclear sources of capital, business operators are allowed to offer digital tokens for returns in
, e.g., exposure to high default risk, low return rate, unclear usage of funds, and non- transparent approval of transaction. The purchase of DEVA shares, a company with unstable financial status, and JJ
funds. "Such aforesaid research results have raised possible issues of unclear information disclosure, misleading advertising messages and fee collection. The SEC therefore reinforces such matters on
unavailability of anti-corruption policy or having an unclear policy against corruption. In any case, the SEC will continue to keep a close watch on listed companies? anti-corruption development. ?The Anti