August 2024, in Bangkok.This workshop series will be organized in three sessions, categorized by industry sectors. This session was the second training, focused on the service sector, with 68

the Faculty of Law, Chulalongkorn University, presented the principles, background, and importance of the workshop, together with faculty members who provided lectures and training. Additionally, a

of Law, Chulalongkorn University, presented the principles, background, and importance of the workshop, together with faculty members who provided lectures and training. Additionally, Dr. Ratchayut

investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities : One or a combination of the following activities: (1) Attending training courses or

approval for investor contacts as follows: 1. Participation in competency enhancing activities 1.1 Acceptable types of activities: One or a combination of the following activities: (1) Attending training

combination of the following activities: (1) Attending training courses or seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full

their study visit. This visit featured a knowledge-sharing session on the SEC’s role in capital market regulation, including asset offering and supervision of equity, bonds, and digital assets. The

operators. This was followed by a focus group session aimed at gathering opinions from DA operators regarding the proposed amendments to the governance structure and qualifications of authorized directors and

The current criteria require investment analysts (IA) seeking renewal of their approval to undergo a knowledge refresher by completing training or participating in eligible activities for no less

Mathematics and Statistics, Faculty of Science and Technology, Thammasat University, on their study visit to the SEC. This visit featured a knowledge-sharing session titled “Financial & Investment Active