from both securities business and derivatives business, due to a decrease in SET average daily trading volume and TFEX trading volume of retail investors. 1.2 Fees and Service income The Company’s fee
Conduct dated 14 October 2009. Kruawan had traded securities through her client?s account every business day. Her trading manner with high frequency and trading volume, when compared to the client?s credit
for promoting and maintaining security, credibility, transparency and fairness in derivatives trading, as follows: (1) procure a derivatives trading system capable of supporting expected trading volume
, was from an increasing brokerage fee on higher market trading volume. In the amidst of the highly fluctuated market from the outbreak of COVID-19, the average daily market trading volume (excluding
ยกเว้นกรณีการขาด liquidity ซึ่งจะ ก าหนดให้เปิดเผยปริมาณการซื้อขายหุ้นรายปี (“trading volume”) และสัดส่วน trading volume ต่อมูลค่า ตามราคาตลาดโดยรวมของหลักทรัพย์ (“market capitalization”) รายปี ส าหรับช่วง
temporarily suspending services as derivatives agent, closing a trading account, limiting positions or trading volume, closing out the positions or performing any other act relating to derivatives trading of
temporarily suspending services as derivatives agent, closing a trading account, limiting positions or trading 5 volume, closing out the positions or performing any other act relating to derivatives trading of
. (2) the client gives consent to the intermediary for temporarily suspending services as derivatives agent, closing a trading account, limiting positions or trading volume, closing out the positions or