the applicant to clarify, take action or submit additional documents and evidence within the period of time prescribed by the SEC Office. 4 In cases where the applicant does not proceed in accordance
than 1.0 time during the period from 15 April 2025 to 15 January 2026; not less than 1.2 times from 15 January 2026 to 15 July 2026; and maintaining not less than 1.4 times from 15 July 2026 until the
issuers sufficient period of time to prepare themselves. SEC has published a hearing document on the above matter on SEC website, available at: www.sec.or.th/hearing. Any involved or interested
newly established holding company, which owns subsidiary with a certain period of time in business operation, to use a pro forma annual consolidated financial statement prepared as if the holding company
; (8) the provisions regarding the rules, procedures and period of time for the payment upon termination of an employee’s membership or upon dissolution of the fund pursuant to Section 25; (9) the
from KKTRADE Securities Company Limited, the SEC probed into {A}' s case and found that she had been authorized by her client to make securities trading decisions on the client?s behalf for a period of
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
decisions on the client's behalf for a period of time. {A} admitted that the client allowed her to make trading decision to adjust the transferred securities from another securities company and she kept