2023 was later submitted through the transmission system of the SEC Office on March 1, 2024. SEC Act S.56(4) Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 135/2025 Dated 15
-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s
the transmission system of the SEC Office on March 1, 2024. SEC Act S.56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 23/2026 Dated 20/01/2026
through the transmission system of the SEC Office on March 1, 2024 SEC Act S.56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 15/2026 Dated 20/01/2026
through the transmission system of the SEC Office on March 1, 2024 SEC Act S.56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 17/2026 Dated 20/01/2026
submitted through the transmission system of the SEC Office on March 1, 2024 SEC Act S.56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 19/2026 Dated 20/01/2026
submitted through the transmission system of the SEC Office on March 1, 2024 SEC Act S.56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 21/2026 Dated 20/01/2026
transmission system of the SEC Office on September 22, 2025. SEC Act S.56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 27/2026 Dated 20/01/2026
submitted through the transmission system of the SEC Office on March 1, 2024 SEC Act S.56(4) Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 25/2026 Dated 20/01/2026
procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S