the theme ?The successful world at your backyard?, the SEC booth aims to promote that saving and investment are not as something distant but relevant to everyday life. As such, everyone should start to
/2005 2. Notification of Capital Market Supervisory Board 3/2555 (Synopsis) 18/01/2012 01/04/2012 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations 9/2540 (Synopsis) 26/06/1997 2
and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (Synopsis) 05/01/2005 01/04/2005 4
(Synopsis) 15/10/1997 01/01/1998 2. Notification of the Securities and Exchange Commission Kor Thor. 32/2560 Maintenance of Net Capital 29/12/2017 16/01/2018 3. Notification of the Securities and
/01/2005 01/03/2005 2. Notification of the Securities and Exchange Commission KorThor/Nor/Khor 4/2548 Qualifications and Other Prohibited Characteristics of Executives of Securities Companies (Synopsis
and Exchange Commission 14/2546 (Synopsis) 11/07/2003 01/08/2003 7. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 8. Notification of the Securities and