The SEC has continued to work closely with partner agencies in both the public and private sectors to prevent and suppress technology‑related crimes. This includes the meeting of the Subcommittee on Financial Data Connectivity for Enhancing the Monitoring of Suspicious Financial Transactions held in January 2026, which resolved that the SEC, in collaboration with the Anti‑Money Laundering Office (AMLO), would issue interim guidance for digital asset business operators, in the meantime as...
Previously, the SEC revised the criteria for determining persons deemed to be major shareholders of securities and digital asset business operators (“business operators”) requiring approval, with a view to better reflect the ultimate controlling persons. The revised criteria have been effective since 4 March 2026.*The SEC considers the “source of funds” or “financial supporters” of major shareholders of business operators to be another important issue, as any involvement of such sources...
. Pursuant to the Bankruptcy Act, B.E. 2483 (1940), the next step is for creditors to file for debt repayment with the official receiver of the Legal Execution Department within one month from the publication
Disri refused to comply, which reflected their unwillingness to settle the case with the SEC at this stage. The SEC, therefore, sent a written request to the public prosecutor to file a lawsuit against
the civil sanctions imposed by the CSC, which is deemed a refusal to resolve the case at the SEC level. Accordingly, the SEC has submitted a written request to the public prosecutor to file a lawsuit
, which is deemed a refusal to resolve the case at the SEC level.The SEC has therefore submitted a written request to the public prosecutor to file a lawsuit against Miss Paranya in the Civil Court
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a total payment of 71,729,832 baht (comprising civil penalties, compensations in the amount equal to the benefits received or should have been received, and reimbursements of investigative expenses incurred by the SEC). In addition, the offenders are subject to a suspension from trading securities and...
การเปิดเผยข้อมูลเงินกู้ยืมเพื่อซื้อหลักทรัพย์ในระบบCentral Credit File (CCF)ตามที่สำนักงานได้พัฒนาระบบศูนย์ข้อมูลกลางการให้กู้
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...