Bangkok, 25 October 2016 ? The SEC is seeking public comments on the draft rules concerning transfer of retirement mutual funds (RMF) and long-term equity funds (LTF) in case of fund dissolution to
. In the case of Surasak, the evidence presented a ground to believe that he had known of the facts concerning such joint venture by virtue of his position as an audit committee member and independent
On 23 April 2024, the Central Bankruptcy Court issued an order to JKN for the business rehabilitation and appointed JKN as the plan administrator on 29 August 2024. Pursuant to the Bankruptcy Act, B.E. 2483 (1940), the next step is for the creditors to file for debt repayment with the official receiver of the Legal Execution Department within one month from the publication date in the Government Gazette on 4 November 2024. The filing for debt repayment is due on 4 December 2024*. To protect the...
The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials
Earlier, the SEC filed a criminal complaint against the 10 entities with the Department of Special Investigation (DSI) on account of fabricating financial statements, disclosing false information in the Registration Statement for debt securities offering and committing a fraud to gain assets of the exploited public, liable to be offenses under the Securities and Exchange Act B.E. 2535 (1992) (SEA). The 10 offenders are: (1) STARK, (2) Mr. Chanin Yensudchai, (3) Mr. Vonnarat Tangkaravakoon, (4) {...
been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation
The SEC Civil Sanction Committee (CSC) had earlier passed a resolution to impose civil sanctions on all six offenders of the case, namely: (1) Mrs. Chatkaew Gajaseni, (2) Ms. Lapat-orn Gajaseni
auditors on issues and case studies related to the accounting and auditing of IPO and listed companies, featuring presentations by representatives from the SEC. The sessions covered perspectives and