Section 81 Securities and Exchange Act B.E. 2535 Section 81. After the completion of the sale of securities, the promoters of a public limited company, a company or owner of securities shall report
Section 140 Securities and Exchange Act B.E. 2535 Section 140. The securities company shall prepare an account showing the financial condition of each private fund in the form specified in the
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
Section 98 Securities and Exchange Act B.E. 2535 Section 98. No securities company shall: (1) reduce its capital without an approval from the SEC; (2) engage in any act which may mislead its
investment as specified in the notification of the SEC.” (As amended by Section 3 of the Securities and Exchange Act (No.2) B.E. 2542) "listed securities" means registered or authorized securities for trading
as specified in the notification of the SEC.” (As amended by Section 3 of the Securities and Exchange Act (No.2) B.E. 2542) "listed securities" means registered or authorized securities for trading in
Section 106 Securities and Exchange Act B.E. 2535 Section 106. A securities company shall prepare a balance sheet and a profit and loss account for each accounting period of six months in the form