to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification
registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including
to close the bondholders' register at least 14 days prior to the meeting date; (1.2) Failing to require the bondholder registrar to notify the Thai Bond Market Association at
’ register at least 14 days before the bondholders’ meeting date; - Ensuring that the bond registrar notifies the Thai Bond Market Association at least seven days before the first closure date of the
power to make decisions on the company’s operation on behalf of the board of directors; “Register of Persons Qualified to be Fund Manager” means the register of persons who are approved by the Office of
directors as an executive director or authorised with power to make decisions on the company’s operation on behalf of the board of directors; “Register of Persons Qualified to be Fund Manager” means the
-General and Spokesperson, said: “These amendments aim to ensure that the ICO supervision incorporates mechanisms to adequately protect and safeguard the rights of investors, while also promoting the
regard. The SEC, therefore, encourages the shareholders to thoroughly review information and exercise their rights to safeguard their interests. This includes making inquiries to the SUSCO management
where they have to cease operations or are unable to maintain net capital (NC),* while continuing to safeguard client assets and enable clients to trace and reclaim their assets. A public hearing was