center on September 27, 2023.The SEC conducted an onsite inspection and gathered evidence in this regard, reaching out to the event organizers and urging them to cooperate and cease the participation of
cease. He is therefore no longer allowed to perform duties as capital market personnel. In any case, filing a criminal complaint with the DSI commences criminal justice administration whereby any person
relevant regulations as long as they are subject to the complaint and the subsequent procedure, which caused their approved status to cease. They are therefore no longer allowed to perform duties as capital
comply with the specified rules will be subject to the SEC?s order to cease the advertising or sales promotion, rectify the information in such advertisement or sales promotion. The SEC may also order such
., Ltd. (“GWM”), running the business of kidney cleanser and medical supplies manufacturing and distribution, which is increase from the same quarter of the previous years for 32.58 million baht (38.59
also post questions to the automatic chatbot (@retirementcheckup) embedded in the web-based application to allow users more convenience and privacy to contact the SEC anytime, anywhere. 4) Running a
areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same
trading, front running, market manipulation. Offering of digital tokens or undertaking of digital asset businesses without approval are also punishable under the Decree. Meanwhile, the SEC is drafting
running the multiple regression analysis. A sample group was collected from share prices of companies listed on the Stock Exchange of Thailand during 2004 ?2013 where the finding showed out that the stock