e-service Online Submission See canceled document Derivatives Dealer >> Net Liquid Capital Rule (Section 49) Type Title Section See Document Status Notified Date Effective Date 1. Notification of
) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule
) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives
| - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule
(Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval
Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval & Qualifications (Section 90, 91) |- Audit Committee (Section 89
waiver by the SEC Office: (a) Thai Financial Reporting Standards and the rule for preparation of such financial statement as issued by virtue of Section 56 [of the Securities and Exchange Commission B.E
Offering of Funds Digital Asset Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public
in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair