{ก} ต่อไป ก.ล.ต. พบการกระทำผิดดังกล่าวจากการเข้าตรวจสอบบริษัทหลักทรัพย์ {หนึ่ง} จำกัด (มหาชน) ตามแผนงานตรวจสอบตามปกติ (routine inspection) โดยพบความบกพร่องในระบบงานการทำความรู้จักลูกค้าและตรวจสอบเพื่อ

Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection

regard, {C} admitted giving advice and taking the client?s trade orders via mobile phone.The SEC found {D} case during its routine inspection that showed her failure to record some of her advice and

increased steadily to fully capacity. In the 1st quarter , the subsidiary purchases more dialysis machines to accommodate more patients. In addition, on February , , this subsidiary inaugurated a dialysis

and money transfer service which grown steadily. 3 Forth Smart Service Public Company Limited (FSMART) 2Q17 Management Discussion and Analysis 3) Advertising income was Bt2mn, decreased 62.3% YoY

internal resources and financing through our routine funding sources. At this stage, the Bank does not expect to raise equity specifically for the purpose of funding this Transaction. 5. Transaction

Loan to Value regulation or “LTV”. Moreover, the household debt has been steadily increased in recent years which result to the strict in granting a loan to the borrower from many financial institutions

revenue to grow steadily. Terms and conditions in land sub-lease and building lease agreements are appropriate and cause no potential conflict of interest. They conform to normal business practice of long

regulation or “LTV” since 2019. Moreover, the household debt has been steadily increased in recent years which result to the strict in granting a loan to the borrower from many financial institutions. As well

steadily increased in recent years which result to the strict in granting a loan to the borrower from many financial institutions. As well as, the epidemic of Covid 19 have severe negative impacts on the