reasonable to increase the flexibility in submitting the report to be in line with the operation procedures of the business operators, whereby the business operators may request an extension in submitting
, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her
shares in the market request so to the committee. The requestors should send a letter to the committee and explain objectives of the meeting in the letter. The committee must set up the meeting within one
course and evidence of attendance of the Contacts to be presented to the Office following completion of the training or seminar or upon the Office’s request. In this regard, the Office may request the
course and evidence of attendance of the Contacts to be presented to the Office following completion of the training or seminar or upon the Office’s request. In this regard, the Office may request the
course and evidence of attendance of the Contacts to be presented to the Office following completion of the training or seminar or upon the Office’s request. In this regard, the Office may request the
against EIC Semi in the total amount of Yuan 2.38 million. EIC is in the process of negotiation in order to request for a reduction in the amount of damages incurred. The result of the negotiation still
million baht of a client of Mr. Pattarawut Thunyajaroen with a view of selling investment units and failed to check whether there was any withdrawal request slip. In addition, she failed to follow up on
reviewed the request and determined that JKN is in a position to complete the rectification of the financial statements within the second extension period. Moreover, financial statements constitute
million baht at the head office for at least one year as from the closing date in a manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of