unitholders and the management company ; (3) the prospectus for the offer for sale of fund units; (4) the registration of a pool of assets as a fund ; (5) the preparation of unitholder register; (6) the
obtaining amended information, can request for refund from the company. RICHY must also provide information to investors, if the company has to postpone the listing date on the Stock Exchange of Thailand.?
registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including
to close the bondholders' register at least 14 days prior to the meeting date; (1.2) Failing to require the bondholder registrar to notify the Thai Bond Market Association at
’ register at least 14 days before the bondholders’ meeting date; - Ensuring that the bond registrar notifies the Thai Bond Market Association at least seven days before the first closure date of the
directing Pan Asia Biotechnology Co., Ltd. to cancel the purchase transactions of ordinary shares of Bangkok Rubber Saharattana Co., Ltd. and Jones & Vining (Thailand) Co., Ltd., request full refund for the
to inform such material information led to the Revenue Department?s demand for refund of the tax deduction money plus a fine imposed on the client. {A}, however, has already compensated for the
power to make decisions on the company’s operation on behalf of the board of directors; “Register of Persons Qualified to be Fund Manager” means the register of persons who are approved by the Office of
directors as an executive director or authorised with power to make decisions on the company’s operation on behalf of the board of directors; “Register of Persons Qualified to be Fund Manager” means the