without license. There is evidence of their illegal activities, such as records of investment advice rendering to clients, records of clients’ trading executions, details of clients’ trading transactions

that meet additional criteria. The draft revision aims to streamline the PO application procedures for the offeror who has no records of inappropriate corporate governance practices and whose shares are

social media platforms and promoted the "Lifelong Investing for the 50+" campaign, a financial and investment education program for those approaching or in retirement. The briefing took place on 8 November

platforms and highlighted the SEC’s participation in World Investor Week 2024, which will take place from 21-27 October. The briefing took place on 9 October 2024, at the SEC Building.

channels for reporting investment scams, aiming to build investors’ awareness through various media platforms. Approximately 170 students attended the discussion at the event on 29 August 2024, at

reporting investment scams, aiming to build investors’ awareness through various media platforms. Approximately 170 students attended the discussion at the event on 12 September 2024, in Roi Et Province.

Following the tips from various sources to SEC, there are solicitations via social media platforms regarding investment in digital assets in addition with claims of several exchange services for

online platforms such as Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case

actively cooperated with Meta (Thailand) - the service provider for Facebook and Instagram platforms, and LINE (Thailand) to swiftly block fraudulent channels on these platforms. This proactive scheme aims

accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts