Applicant’s personal record and audit firm’s record – fast track
Licenses ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 Numbers of Companies Holding Securities Business, Derivatives Business Licenses ,Trustee Business and Digital Asset Business
(by issue) ( 11 record(s) found) No. Report Name Data File As of Data Definition 1 Initial Public Offering : Bond (by issue) 2023 2 Initial Public Offering : Bond (by issue) 2022 3 Initial Public
: Equity (by issue) ( 11 record(s) found) No. Report Name Data File As of Data Definition 1 Initial Public Offering : Equity (by issue) 2023 2 Initial Public Offering : Equity (by issue) 2022 3 Initial
Asset Value Classified by Asset Management Companies ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 [Private Funds] Number of Private Funds and Net Asset Value Classified by Asset
classify by each funds ( 6 record(s) found) No. Report Name Data File As of Data Definition 1 Net Asset Value of Property Funds classify by each funds June/2023 2 Net Asset Value of Property Funds classify
Securities (Form 246-2) ( 0 record(s) found) Name of Securities Name of Acquisition/Disposition Types Types of Securities % Held Before Acquisition/ Disposition % Held Acquisition/ Disposition % Held After
Securities (Form 246-2) ( 3 record(s) found) Name of Securities Name of Acquisition/Disposition Types Types of Securities % Held Before Acquisition/ Disposition % Held Acquisition/ Disposition % Held After
Name of Acquisitor/Dispositor Search by Date Transaction Date Published Date Date From To Reports on Acquisition or Disposition of Securities (Form 246-2) ( 0 record(s) found) Name of