received or should have been received, reimbursement of investigative expenses incurred by the SEC, suspension of trading in securities or derivatives contracts, and bar from serving as a director or
Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit received or should have been received
been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
clients' assets. In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the
banks - 59.18 (59.18) n.a. Trade and other payables 233.68 286.57 (52.89) (18.46) Details 31 Mar 2018 31 Dec 2018 Increased (Decreased) % Service income received in advance 356.83 422.43 (65.60) (15.53
to the benefits received or would have been received, reimbursements of investigative expenses incurred by the SEC, and a bar from serving as director or executive in securities issuing companies or
, 2018, as the luxury and lifestyle destination that features famous global brands, as well as a variety of shops and restaurants. It also features the world’s first and only global attractions, namely 1
of 15 • Central Phuket Floresta, opened on September 10, 2018 as the 33th shopping center of CPN, is the latest luxury and lifestyle destination that features famous global brands, as well as a variety