for every case even though it will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale.Therefore, SEC intends to relax
capital shares for a private placement at 0.077 ? 0.079 baht per share, totaling 465.6 million baht, during 22-23 and 26 September 2016. In so doing, NEWS did not file an application for a private placement
and submit the findings and views to public prosecutor who has authority to prosecute the case against the offenders. The consideration of whether person is guilty or not is thereafter vested on the
provide services to non-retail investors** regarding investment in foreign products without investment limit. However, the current regulations concerning investment of Funds do not cover investment in
of 0.50 baht per share and an offering price of 0.10 baht per share to existing shareholders in proportion to their holdings (RO), with a total value not exceeding 311,381,474.90 baht, and to a private
offer price of 0.10 baht per share, with a total amount not exceeding 311,381,474.90 baht, and a PP to Mr. Alex Loo Liat Wah (the seller of OW), with a total amount not exceeding 125 million baht. The
Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses
share price of 0.80 baht per share is deemed inappropriate as it is below the fair value range of 1.07 – 1.30 baht per share, as assessed by the IFA. Therefore, the IFA advises shareholders not to
baht in HPS, or at the price of 16.67 baht per share, is not rational as the HPS fair value assessed by the IFA is 21 million baht or 2.35 baht per share. The IFA has also made an observation about high
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to