its client’s assets; (b) System to prevent damages to private fund assets, as well as related information and documents, and controlling system for acquisition and disposition of private fund assets; (c
133-1 Report on Changes of Information of Private Fund Manager 51. Report/Form (Notification of Securities and Exchange Commission) Form 133-3 Report on Name List of Private Fund Managers 52. Report
transactions for a mutual fund with the management company or a connected person in accordance with Clause 17; (2) disclose information on transactions for a private fund with the management company or a
company or a connected person in accordance with Clause 17; (2) disclose information on transactions for a private fund with the management company or a connected person in accordance with Clause 18. Clause
, management company shall reveal information of investment or holding of the assets as asset of management company to such persons without any delay. Clause 12. In the case where private fund management company
shall specify such details in the private fund agreement. Clause 18. Affiliated Transaction for mutual fund as the following cases, mutual fund management company shall provide monthly information in the
Office by accompanying with other information in which management company has the duty to deliver via the Investment Management Reporting System or Private Fund Provident Fund Reporting System as specified
information for consideration. The provisions in paragraph one hereof shall not apply to the management of a private fund, of which investment policy is standardized as specified in the notification of the
investor. The management company must request the investor to provide such information for consideration. The provisions in paragraph one hereof shall not apply to the management of a private fund, of which
provide such information for consideration. The provisions in paragraph one hereof shall not apply to the management of a private fund, of which investment policy is standardized as specified in the