equal to 15 percent or more but lower than 50 percent, in accordance with the Notification on Acquisition or Disposal of Assets. Therefore, the Company is required to disclose the information memorandum
Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19
(expected return) of SCB Money Market Fund (SCBMONEY) in the fund offering documents and through public media channels. It is a practice that does not comply with the rules announced by The Office of the
. It is a practice that does not comply with the rules announced by The Office of the Securities and Exchange Commission. SEC Act S.113 Settlement Committee Meeting No. 10/2025 Settlement Committee
the fund; 1.5 Payment as required by laws. 2. Practice on asset withdrawal from the client’s private fund account. The custodian shall not withdraw assets from the client’s private fund account except
to the client; 1.3 Payment for investment of the fund; 1.4 Payment for fees arising from the investment of the fund; 1.5 Payment as required by laws. 2. Practice on asset withdrawal from the client’s
: Disclosure of information and required practice for listed company relating to acquisition or disposal of assets, dated October 29, 2004 (collectively called the “Acquisition and Disposal Notifications”). When
) SANCTIONS.—If the Board finds, based on all of the facts and circumstances, that a registered public accounting firm or associated person thereof has engaged in any act or practice, or omitted to act, in
necessary documents in support of the application for approval of establishment of a feeder fund, in line with the normal practice. The SEC will not proceed with the application if no SFC Eligibility