stated that “This seminar is the first event where SEC had the opportunity to meet with industrial SMEs, after SEC and the Department of Industrial Promotion signed a memorandum of cooperation to assist

account between April 1, 2016 - May 4, 2016 and involves in transaction to buy PTL shares in order to assist Polyplex Corporation Limited (“PCL”), Mr. Pranay Gothati, Executive Director and representative

, OBLIGORS, ORIGINATORS, UNDERWRITERS, AND ARRANGERS A. Transparency and Timeliness of Credit Ratings Disclosure 3.1 A CRA should assist investors and other users of credit ratings in developing a greater

Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the

outside the Thai capital market.  ______________________Remarks:* Sustainable and Responsible Investing fund (SRI Fund) aims to enhance disclosure on the ESG-related features of mutual funds to assist

information  regarding the executives’ compensation , financial statements,  related-party transactions and  use of proceeds, and will assist the evaluation of  capabilities of securities issuers to be

key sections :          (1) Investment planning: Proving information on tools to assist investors to understand themselves better and plan their investments more effectively, such as tools for

Exchange Control (No. 9), and the Bank of Thailand issued Notice of the Competent Officer of Foreign Exchange Control regarding Rules and Practical Methods Related to Foreign Exchange (No. 30) to ensure that

McGillivray, speaker from CFA Institute for sharing valuable knowledge on ESG through his practical experience at a workshop and mini case study sessions with about 200 Thai professionals from the securities

systems and financial reporting standards shared experiences and perspectives on crucial preparatory topics for companies seeking fundraising. These included practical challenges, best practices in due