/08/2000 05/09/2000 2. Notification of Capital Market Supervisory Board TorThor. 45/2553 Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to
, Passport Number : Expiry Date : will be appointed by [specify company’s name] , having its principle office located at Tel. as the company’s director/executive, I hereby give my permission to the SEC Office
underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks
EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH
. Rebecca Mikula-Wright, CEO of AIGCC, delivered the opening remarks, with international asset managers sharing knowledge and practical experiences with over 80 participants via an online meeting on 22
Suksakorn, Director of the Data Management and Analytics Department. The purpose of the visit was to foster creativity in technology and digital innovation and to encourage the practical application of
for advancing Thailand’s digital asset businesses. This meeting was the first policy discussion in the first half of the year, apart from other joint practical meetings. It was held on 4 July 2024 at
), co-organized a webinar on “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change.” This webinar aimed to provide practical knowledge regarding performance the
requirements will be revised to be more practical. The proposed compilation of rules covers general rules on customer contact and service, guidelines for derivatives agents and securities brokers in listed