instrument or transaction is allowed without ratio limit, and obligations by way of borrowing or repurchasing (repo) agreement is permitted at the limit of 50 percent of the NAV.A hearing on the principles of
permitted under existing regulations. In addition, asset management companies could offer multiple classes of investment units classified by currency to investors. The revision aims to facilitate more
Nutvara Seangwarin (3) Mr.Supoth Piansiri (4) Mr.Sirichai Chananam, jointly failed to perform their duties with dishonest intent causing damage to NMG and jointly committed or permitted another person to
Seangwarin (3) Mr.Supoth Piansiri (4) Mr.Sirichai Chananam, jointly failed to perform their duties with dishonest intent causing damage to NMG and jointly committed or permitted another person to make false
December 2014, it was after the SEC’s probe had revealed such wrongdoing. In addition, he committed or permitted no record of important information in the notes to RAM financial statements for the year 2012
the licensed category, and other businesses as permitted by the SEC; (2) being able to show that its operational system will be prompt for operating securities business in the category of venture
include: - disclosure of additional information to cover individual remunerations for executives of the highest rank, e.g., chief executive officer and managing director; - extending the periods for