performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended

Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the

and Disposition of Assets Notifications”). The acquisition equivalent to 0.26% of the value of net tangible assets which is a maximum transaction value calculated from the reviewed consolidated

) seeking benefits from investors through her job position, (2) agreeing to trade securities or derivatives on her clients? behalf and (3) failing to perform duties or providing services honestly, as

, for failure to perform her duty in compliance with the company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that Ashiya, Onjira and Wasana

investment consultant of Krungsri Securities. In addition, the SEC suspended {D}, a former capital market investment consultant of Krungsri Securities, for failure to perform her duty in compliance with the

Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities

Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities

Determination of Definitions in Notifications concerning Issuance and Offer for Sale of Securities (No. 3)

Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities