funds), excluding equity funds. The amendments aim to ensure proper unit allocation and prevent any undue benefit by any particular individual. For example, the revisions require any person or group of
funding portal operation and suitability test in order to mitigate fraud risks and ensure that investors will be informed of risks associated with investment in SMEs, in particular startups, and liquidity
foreign companies must be substantially comparable to Thai law, in particular, the material issues such as shareholder rights. In case of DRs, the permissible issues must satisfy that the DR underlying
million baht. Following the Stock Exchange of Thailand (SET)'s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during
million baht. Following the Stock Exchange of Thailand (SET)?s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during
preparing, approving, and supervising advertisements. In particular, Bitazza's advertisement review process was inadequate. As a result, advertisements published during this period contained contents
remuneration, tax penalty, and accounts receivable previously recorded as stock under consignment in 2011 and subsequently re-arranged to sale transactions in 2012. The SEC, therefore, has instructed TUCC to
November 11, 2014 Charin, then PAP independent director, arranged a sale of 147,000 PAP shares in which he had a stake held in the trading account of another person. In so doing, he took advantage of the non
subsequently re-arranged to sale transactions in 2012.The SEC, therefore, has instructed TUCC to cooperate with the auditor to supply all necessary information and evidence and to rectify the financial
consignment in 2011 and subsequently re-arranged to sale transactions in 2012. Subsequently, TUCC requested an extension of the above deadline for submitting the rectified and reviewed financial statements of