Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide the work system including appropriate and
to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system
– September 3, 2025 Bitazza failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza failed to provide appropriate internal systems and processes for
of machinery of 22.40 Million Baht thus subsidiaries has loss from impairment of investment in affiliate company of 165.70 Million Baht and also from Paradise Green Energy Company Limited of 52.32
year of 240.33 Million Baht Other expenses as amounting of 243.49 Million Baht due to subsidiary (Ua Withya Public Company Limited) has impairment of goodwill of Paradise Green Energy Company Limited
needed time, including the fact that the company fails to provide appropriate computer system and personnel management adequate for supporting business operation. Any of the above mentioned risks may cause
Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of
custody without the objective of custodial service business as in the case of DA issuers who provide custody of self-issued DA to their clients. The SEC therefore views it is appropriate to revise the
Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information