In November 2022, the SEC published a consultation paper on the proposed amendment to capital requirements for digital asset business operators which includes paid-up and ongoing capital as well as
business operators engaging in digital asset activities. The comments and recommendations provided by respondents have been considered in the review of the proposed principles. The SEC is therefore
In 2018, the SEC issued regulations governing the management and storage of data related to digital asset business operations. It is now deemed appropriate to amend the regulations to ensure
ขายกองทุนรวมภายใต้โครงการดังกล่าว ซึ่งมีผลใช้บังคับตั้งแต่วันที่ 16 มิถุนายน 2564 นั้นก.ล.ต. และ HKIFA จึงร่วมกันจัดงาน Hong Kong – Thailand Business Matching Day ครั้งที่ 2 เพื่อเปิดโอกาสให้ผู้
/TH/Pages/LawandRegulations/MutualRecognitionFunds.aspx ______________________* Securities and Futures Commission
On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer
://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=684. Stakeholders and interested parties are welcome to send comments or suggestions by 26 January 2021 via the website or e-mail to kris@sec.or.th or nichap
, intermediaries have adapted in response to such changes. For example, restructuring affiliated companies and optimizing the use of human resources to serve business expansion, including diversification of products
Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the
The SEC’s monitoring of digital asset developments and advertisements of digital asset business operators have shown that the current criteria for the formats and the practices of presenting risk