Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
confidence in the capital market and protecting investors through appropriate strategies. She emphasized the "Preventing, Deterring, and Suppressing" measures for more effective regulatory oversight and
การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance
suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to
in various countries have expressed views and laid out guidelines for digital asset oversight that vary in degree of strictness. We take this opportunity to organize the 1st SEC Thailand
term collaboration with World Bank to further strengthen audit oversight practices in the region.Audits play a crucial role in upholding the reliability of financial statements and investors? confidence
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Mutual Fund Registered Person Cross-border
คุณสมบัติของผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (head of compliance) (ทลธ. 36/2560)