Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
Mr. Wiboon Phatrapiboon obtained a bachelor’s degree in engineering from Kasetsart University and a master’s degree in Science from Chieng Mai University. Prior to joining the SEC, he was Deputy
(UTCC), and a master’s degree in Business Administration (MIS), Saint Peter’s College, USA. Prior to this appointment, she was Director of the Intermediaries Policy Department
News Network Corporation Public Company Limited News Network Corporation Public Company Limited (NEWS) offer for sale newly issued securities shares for a private placement without obtaining a prior
imposed the civil monetary penalty in the first incident, which was an offense prior to the effective date of the Securities and Exchange Act (No. 5) B.E. 2559 (2016). As a result, Boonchai was deemed to
return shall not be relied on any other underlying; (b) structured notes are considered as convertible bonds which have the following characteristic: 6 1. to specific the return, prior to exercising the
first quarter of year 2018 compared to the same period of prior year are as follows; The Group reported total revenues (excluded other revenues) at THB 168.2 million, decreased by THB 72.8 million or 30.2
the prior year are as follows; For the year 2018 the Group reported total revenues at THB 718.3 million, decreased by THB 108.4 million or 13.1% when compared to the prior year. It mainly decreased from
income of Baht 6.74 million. While in 2016, has not investment income and promotion income from overseas distributors has a little value when compared with prior year. As result, the other income has