prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market Supervisory Board, due to his

failure to order or act according to the duties as aresult, Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate

for GCAP’s failure to prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market

liable for NOVA’s failure to prepare and submit the accurate key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market

liable for STELLA’s failure to prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market

of the total number of voting rights of TIES within the period specified in the notification of the Capital Market Supervisory Board. He later filed the accurate reports (Form 246-2) to the SEC Office

voting rights of TIES within the period specified in the notification of the Capital Market Supervisory Board. She later filed the accurate report (Form 246-2) to the SEC Office on October 31, 2016. SEC

liable for SSNL’s failure to disclose the accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose

voting rights of NPP within the period specified in the notification of the Capital Market Supervisory Board for 6 times. He later filed the accurate reports (Form 246-2) to the SEC Office on 8 August

aggregate holding of NEWS shares reached or passed five percent of the total number of voting rights of NEWS. He later filed the accurate reports (Form 246-2) to the SEC Office on July 6, 2018. SEC Act S