Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration statement (FORM 69-PP
outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6
Mr. Pongpiti Ekthienchai Mr. Pongpiti Ekthienchai, the Managing Director of Thai Digital Asset Exchange Company Limited ("TDX"), a digital asset exchange, has been responsible for the
in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 108/2024 Dated 19/12/2024
the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 106/2024 Dated 19/12/2024
securities without having possession, which is in accordance with section 98(5) of the Securities and Exchange Act B.E. 2535. SEC Act S.98(5) Settlement Committee Meeting No. 1/2025 Settlement Committee
securities in the category of shares (Public Offering) without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.34 in conjunction with Section 83 of
Zipmex Company Limited On April 1, 2024, Zipmex Company Limited, a digital asset exchange and broker, appointed a director without the approval of the SEC. DAB Act S.29 paragraph 1 Settlement
approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 40/2025 Dated 25/04/2025