e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board   23/2556    04/04/2013 01/05/2013

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Circular   13/2544    22/02/2001   Report/Form (Notification of Securities and

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission  SorThor. 7

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations    23/01/2004 2. Notification of the Securities and Exchange

e-service Online Submission IP/FG >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2544 (Synopsis)   02/02/2001 2

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorThor 3/2551

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02/2017

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02/2017

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board  TorThor/Nor/Khor 87/2552

e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorChor. 9/2555