high net worth investors only. The new rules will become effective in a year after the announcement date to allow preparation of asset management firms? operations, except revocation of MF for non
Headline: SEC has ordered YNP to amend its financial statements Quarter 3, 2010 and Yearly, 2010 Source: SEC Announcement Details Financial statements commands from the SEC Subject SEC has ordered
domestic or oversea branch office at least 30 days before the closure. Clause 17 An intermediary who has obtained an approval to close domestic or oversea branch office shall make an announcement to clients
make an announcement to clients in compliance with the following rules: (1) the announcement of such closure shall be explicitly posted at the placement of branch office in order to be publicly known at
branch office shall make an announcement to clients in compliance with the following rules: (1) the announcement of such closure shall be explicitly posted at the placement of branch office in order to be
those documents and information and sending of such documents and information to the shareholders within the time specified by the applicable rules, regulations and law, or in case of occurrence of any
Bangkok, 28 July 2022 – The Securities and Exchange Commission (SEC) has sent a written notice to Zipmex Thailand, demanding the digital asset exchange to clarify in detail the announcement of
developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading