observation from the due diligence in order for the applicant to clarify such observation within the period specified in the notice of observation. In this regard, the SEC Office shall conduct the due diligence

Office shall conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public and shall notify the foreign entity of any observation from the

ขอ้มูลสารสนเทศท่ีส าคญั (confidentiality) ความถูกตอ้งเช่ือถือไดข้องขอ้มูลและระบบสารสนเทศ (integrity) และความพร้อมใชง้านของระบบสารสนเทศท่ีใชบ้ริการ (availability) ระบบการเก็บรักษาทรัพยสิ์นตามวรรคหน่ึง (ก

client by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c) handling of the

considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c) handling of the client’s

considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c) handling of the client’s

services to the client by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c

services to the client by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c

services to the client by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c

(fair treatment)  (ง) หลกัปฏิบติัในการรักษาความลบัของลูกคา้ การจดัเก็บและการควบคุม เอกสารท่ีเก่ียวกบัการเป็นท่ีปรึกษาการลงทุน (preservation of confidentiality)  (จ) หลกัปฏิบติัในการซ้ือขายหลกัทรัพยข์อง