system in safeguarding clients’ confidentiality. The SEC therefore urged EY to rectify the system to be more stringent and the company has already done so.  In addition, the SEC has sent a circular to all

COMPANY LIMITED NUMSUBPATTANA 2 COMPANY LIMITED NUSA MY OZONE COMPANY LIMITED NUSASIRI PUBLIC COMPANY LIMITED NUTRITION PROFESS PUBLIC COMPANY LIMITED NUTRITION SC PUBLIC COMPANY LIMITED O.C.C. PUBLIC

COMPANY LIMITED NSL FOODS PUBLIC COMPANY LIMITED NUSASIRI PUBLIC COMPANY LIMITED NUTRITION SC PUBLIC COMPANY LIMITED O.C.C. PUBLIC COMPANY LIMITED OCEAN GLASS PUBLIC COMPANY LIMITED OHTL PUBLIC COMPANY

control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The

NRF: NR INSTANT PRODUCE PUBLIC COMPANY LIMITED NSL: NSL FOODS PUBLIC COMPANY LIMITED NTSC: Nutrition SC Public Company Limited NTV: NONTHAVEJ HOSPITAL PUBLIC COMPANY LIMITED NV: NOVA ORGANIC PUBLIC

PUBLIC COMPANY LIMITED NRF: NR INSTANT PRODUCE PUBLIC COMPANY LIMITED NSL: NSL FOODS PUBLIC COMPANY LIMITED NTSC: Nutrition SC Public Company Limited NTV: NONTHAVEJ HOSPITAL PUBLIC COMPANY LIMITED NV: NOVA

complete information to the marketplace and the CRAs they solicit to provide credit ratings. While aspects of the IOSCO CRA Code deal with a investor protection by safeguarding the integrity of the credit

subscription payment, and safeguarding of subscription money. - specify information on the underwriter such as name, address, telephone number, including the underwriting remuneration. (4) Method of unit

about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client ’s assets shall be in custody of a third party, the intermediary shall provide efficient

deal with a investor protection by safeguarding the integrity of the credit rating process. IOSCO members recognize that credit ratings, despite their numerous other uses, exist primarily to help