Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the investigations into the case. With regard to investor rights protection, the SEC has rendered ful...
Delivery of Notifications and Clarification Notes
Trust status with the SEC. The SEC is therefore conducting the public hearing on the proposed principles and draft relevant notifications, requiring VC or PE Trust preferring revenue tax exemption to
seeking public comments on the proposed amendment to two relevant notifications prescribing the regulations on capital market business personnel. The consultation paper is available at https
proposing to review the regulations governing debt securities of all types and related notifications. In essence, the proposed amendments to the debt securities regulations concern the followings: (1
Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
Determination of Definitions in Notifications concerning Issuance and Offer for Sale of Securities (No. 3)
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities