Notification: “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; “market maker” means any person registered as market maker with derivatives
Commission ______________________________________________________________________ Remark : The rationale for issuing this Notification is to ensure that the person granted a license to be derivatives broker
arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No. KorThor. 15/2551 Re: Determination of Paid-Up Registered Capital of Person Granted a
issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the
regulations: Clause 1. In this Notification: “derivatives broker” means a juristic person licensed to undertake derivatives business in the category of derivatives broker. Clause 2. The Notification of the
Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “derivatives broker” means a juristic person licensed to undertake derivatives business in the category of
the details are as following. (a) Sale share common stock 38,300,000 Baht (b) The loan of the company amount 146,700,000 Baht The Buyer has not been connected person under the Notification of The Board
detail. Clause 7 In segregating and managing the client’s assets in accordance with this Notification, the person with the proceeding power may authorize any person to take such actions as deemed