This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
industries. The SEC is therefore proposing to amend the regulations on debt securities offering to support the issuance and offering of sustainability-themed bonds through crowdfunding and private
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 4)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 3)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 8)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 7)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 10)
Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)
Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds