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following matters in Thailand: (a) disclosing and sending [i] information of the scheme as required by law or regulations under the responsibility of home regulator to investors or [ii] any other information
securities or derivatives for its investment; (c) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives
) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives broker under Paragraph 1(2) ceases to
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor
holding securities or derivatives for its investment; (c) not bearing responsibility for the clearing and settlement for derivatives. Clause 4 The calculation of the net capital under Clause 3 shall be in