? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
person in charge of mutual funds? investment and might learn of the funds? investment information as well as those having duty to send trading orders. The business operator must seek the SEC approval for
amount within August 15, 2018 which is overdue. The Company, therefore, send a notice dated August 23, 2018 demanding for all debt repayment. บมจ.0107537002109 Page 9 of 14 บริษทั ดีมีเตอร ์คอรป์อเรชัน่ จ
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
before the bondholders’ meeting date; (2) Granting a waiver for the company and the registrar to send the bondholders' meeting invitation using the list of bondholders eligible to attend and
send comments to e-mail: corporat@sec.or.th until 15 June 2020.
://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=617. Stakeholders and interested parties are welcome to send comments or suggestions to www.sec.or.th or e-mail: tanach@sec.or.th or ratchrin@sec.or.th. The public