personnel in such units. However, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation
Rules for Operation of Derivatives Exchange
Rules for Operation of Derivatives Clearing Houses
Outsourcing Function related to Business Operation to Third Party
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business
Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)
Work System, Contact with Investors and General Business Operation of Trustees
Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories