prohibition, however, will not apply if excess holding is not resulted from making additional investment, providing that asset management company must arrange to have appropriate measure to prevent other
required to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of
to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of
, additional measure is not required at this stage.
งาน “Winner Announcement & Showcase” ซึ่ง ก.ล.ต. จัดขึ้นเพื่อประกาศผลทีมผู้ชนะรางวัลและแสดงผลงานในโครงการ Capital Market Datathon ภายใต้ความร่วมมือของ 9 หน่วยงานพันธมิตร ประกอบด้วย สํานักงานคณะ
has processes in place to measure and control risks within the established limits, under the supervision and control of the Enterprise Risk Management Division. Market Risk in Banking Book Activities
. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure to obligate them to
in line with the increasing in revenue from sales and services. On 11 April 2019, the National Council for Peace and Order (“NCPO”) has released the order No. 4/2562 in subject of a measure to solve
allowance for expected credit loss on receivables amount Baht 123.63 million. During April to June 2020 (and extended until September 2020) The company has measure to assist debtors who were affected by the