enhance the understanding of financial planning and goal setting, as well as to raise awareness of investment scams. The lectures focused on deposit protection, debt relief measure, SMART principles
principles, including the "Three Knows" (Know Oneself, Know Others, and Know Own Risks), the 5 Don’ts of Investment, deposit protection, and debt relief measure. The event took place on 6 September 2024, in
million baht.In this regard, the company has proposed a measure to relieve impact from such inaccurate information stated in the news coverage. Investors will be entitled to review their intention after
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
prudent measure in provisioning for 5 additional impairment on revaluation of foreclosed. After assessing the continued uncertainties from the current situation, the Bank also prudently set up additional
2/1: (1) providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal control system in respect of giving advice
. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure to obligate them to
service provider, the intermediary shall specify a measure for preventing conflicts of interest in accordance with Clause 7(3) which shall cover the segregation of operation and management arrangement
provider, the intermediary shall specify a measure for preventing conflicts of interest in accordance with Clause 7(3) which shall cover the segregation of operation and management arrangement, including